Erasmo F. Ferrante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erasmo Frederick Ferrante, who also goes by Edward Frederick Ferrante, was a registered financial professional .
Erasmo is a previously registered financial professional and started their career in finance in 1969. Erasmo had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2013 - November 8, 2013
QUEST CAPITAL STRATEGIES, INC.
November 1, 2005 - December 31, 2012
HAZARD & SIEGEL, INC.
October 24, 2005 - November 23, 2005
CETERA FINANCIAL SPECIALISTS LLC
October 16, 2002 - October 24, 2005
C. J. M. PLANNING CORP.
March 17, 2000 - October 2, 2002
WALL STREET FINANCIAL GROUP, INC.
December 4, 1969 - January 25, 2000
NORBERT ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/26/1969
Registered Representative ExaminationCurrent Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
