Samuel D. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel David Bryant, who also goes by Sam Bryant, Samuel David Bryant Sr., Samuel David Bryant, was a registered financial advisor .
Samuel is a previously registered financial advisor and started their career in finance in 1990. Samuel had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2004 - January 23, 2008
VOYA FINANCIAL PARTNERS, LLC
June 30, 2004 - January 23, 2008
VOYA FINANCIAL PARTNERS, LLC
March 24, 2003 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
October 8, 2001 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
May 14, 1998 - August 29, 2001
WOODBURY FINANCIAL SERVICES, INC.
November 30, 1994 - May 18, 1998
VOYA FINANCIAL ADVISORS, INC.
July 30, 1990 - December 31, 1992
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
