Christopher J. Westwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Westwood was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2015 - November 26, 2017
WESTWOOD CAPITAL, LLC
November 30, 2004 - December 20, 2005
HEDGE FUND CAPITAL PARTNERS, LLC
October 24, 2003 - August 20, 2004
INSTINET, LLC
March 7, 2001 - October 16, 2001
UBS SECURITIES LLC
April 5, 1996 - February 23, 2001
LEHMAN BROTHERS INC.
January 1, 1996 - March 26, 1996
HSBC SECURITIES (USA) INC.
January 15, 1991 - January 1, 1996
JAMES CAPEL INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WESTWOOD CAPITAL, LLC
CRD#: 39551 / SEC#: , 8-48745
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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