SC
Steve G. Condos
JANNEY MONTGOMERY SCOTT | Wealth Manager
New York, NY 10036
CRD#: 2064521
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SC
Steve G CondosJANNEY MONTGOMERY SCOTT
Professional summary
Steve G Condos, who also goes by Stavro Condos, Stavros Condos, Stephen George Condos, Stephen Condos, Steve George Condos, Steve Condos, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in New York, New York.
Steve is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Steve has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Philanthropic services
Financial planning
Loans/credit services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Stavro Condos | Stavros Condos | Stephen George Condos | Stephen Condos | Steve George Condos | Steve Condos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Steve G Condos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steve G Condos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2026 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1166 Avenue Of The Americas 21st Floor, New York, NY 10036RIA
BD
CRD#: 463
New York, NY
Current
March 13, 2026 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1166 Avenue Of The Americas 21st Floor, New York, NY 10036RIA
BD
CRD#: 463
New York, NY
Past
September 13, 2023 - February 27, 2026
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
New York, NY
Past
September 11, 2023 - February 27, 2026
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
New York, NY
Past
October 29, 2021 - March 19, 2025
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
New York, NY
Past
May 22, 2020 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
NEW YORK, NY
Past
May 14, 2020 - May 27, 2020
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
June 1, 2009 - May 27, 2020
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
March 4, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 3, 2003 - March 14, 2005
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
October 23, 1998 - January 3, 2003
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
December 16, 1997 - October 27, 1998
M. J. WHITMAN, INC.
BD
CRD#: 27870
NEW YORK, NY
Past
February 15, 1994 - December 18, 1997
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 21, 1990 - March 8, 1994
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/20/2026)
RR
Alaska(3/13/2026)
RR
Arizona(4/16/2026)
RR
Arkansas(4/1/2026)
RR
California(3/13/2026)
RR
Colorado(4/3/2026)
RR
Connecticut(3/13/2026)
RR
Delaware(3/23/2026)
RR
District of Columbia(3/13/2026)
RR
Florida(3/13/2026)
RR
Georgia(3/13/2026)
RR
Idaho(3/16/2026)
RR
Illinois(3/23/2026)
RR
Indiana(3/23/2026)
RR
Iowa(3/16/2026)
RR
Kansas(3/13/2026)
RR
Kentucky(3/13/2026)
RR
Louisiana(3/13/2026)
RR
Maine(4/9/2026)
RR
Maryland(3/13/2026)
RR
Michigan(3/13/2026)
RR
Minnesota(3/20/2026)
RR
Mississippi(3/13/2026)
RR
Missouri(4/13/2026)
RR
Montana(3/23/2026)
RR
Nebraska(3/13/2026)
RR
Nevada(3/20/2026)
RR
New Hampshire(4/14/2026)
RR
New Jersey(3/20/2026)
RR
New Mexico(3/13/2026)
RR
New York(3/13/2026)
IAR
New York(3/13/2026)
RR
North Carolina(3/23/2026)
RR
North Dakota(3/13/2026)
RR
Ohio(3/13/2026)
RR
Oklahoma(3/13/2026)
RR
Oregon(3/13/2026)
RR
Pennsylvania(3/13/2026)
RR
Puerto Rico(3/13/2026)
RR
Rhode Island(3/20/2026)
RR
South Carolina(3/21/2026)
RR
South Dakota(3/23/2026)
RR
Tennessee(3/13/2026)
RR
Texas(3/13/2026)
IAR
Texas(3/13/2026)
RR
Utah(3/13/2026)
RR
Vermont(3/13/2026)
RR
Virgin Islands(4/1/2026)
RR
Virginia(3/13/2026)
RR
West Virginia(3/26/2026)
RR
Wisconsin(3/18/2026)
RR
Wyoming(3/13/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
Wealth ManagerCRD#: 463New York, NY 10036TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
