RG
Russell L. Game
BROOKSTONE CAPITAL MANAGEMENT LLC
Iron Mountain, MI 49801
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CRD#: 2064371
RG
Professional summary
Russell Lee Game, ChFC® is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Iron Mountain, Michigan.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Russell has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GAME & ASSOCIATES FINANCIAL SERVICES, INC LOCATED AT 116 W. A STREET, IRON MOUNTAIN, MI 49801; START 04/2004; OWNER/PRESIDENT, SELLING ALL INSURANCE PRODUCTS INCLUDING FIXED ANNUITIES; 80HRS/MO;80HRS/MO DURING TRADING;$60K/COMMISSIONS/YR. 2) BofI ADVISOR, 2-3 HOURS PER MONTH, START 4/30/13.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Lee Game's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2017 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 116 W. A Street Suite 1, Iron Mountain, MI 49801RIA
CRD#: 141413
Iron Mountain, MI
Past
March 2, 2016 - May 2, 2017
CENTER STREET ADVISORS, INC.
RIA
CRD#: 169329
Iron Mountain, MI
Past
May 25, 2011 - May 2, 2017
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
IRON MOUNTAIN, MI
Past
May 6, 2011 - March 1, 2016
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
IRON MOUNTAIN, MI
Past
January 26, 2010 - April 29, 2011
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
IRON MOUNTAIN, MI
Past
September 22, 2008 - January 12, 2010
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
IRON MOUNTAIN, MI
Past
September 22, 2008 - April 29, 2011
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
IRON MOUNTAIN, MI
Past
December 4, 2007 - September 19, 2008
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
IRON MOUNTAIN, MI
Past
June 20, 2005 - December 19, 2007
KALOS MANAGEMENT
RIA
CRD#: 133025
IRON MOUNTAIN, MI
Past
August 31, 2004 - December 5, 2007
KALOS CAPITAL, INC.
BD
CRD#: 44337
IRON MOUNTAIN, MI
Past
May 6, 2003 - August 25, 2004
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 21, 2002 - May 1, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
IRON MOUNTAIN, MI
Past
July 1, 2002 - May 1, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
May 1, 1997 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Past
January 15, 1997 - April 30, 1997
AFD, INC.
BD
CRD#: 34047
NORTHBROOK, IL
Past
June 21, 1990 - October 18, 1996
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/28/2017)
IAR
Illinois(10/25/2021)
IAR
Michigan(4/28/2017)
IAR
Wisconsin(4/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Iron Mountain, MI 49801TRUST BUT VERIFY
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