Tammi A. Schorfhaar

AE WEALTH MANAGEMENT

Coldwater, MI 49036

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CRD#: 2064274

Professional summary

Tammi Ann Schorfhaar, who also goes by Tammi Ann Morrison, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Coldwater, Michigan.

Tammi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Tammi has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tammi Ann Morrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) JAMES J. MORRISON & ASSOCIATES DBA MORRISON FINANCIAL GROUP; YES INVESTMENT RELATED; 163 E CHICAGO RD, COLDWATER, MI 49036; INSURANCE SALES; DIRECTOR OF OPERATIONS; START DATE 05/1991; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. (2.) OVID TOWNSHIP PLANNING COMMISSION; NOT INVESTMENT RELATED; 381 SOUTH ANGOLA ROAD, COLDWATER, MI, 49036; UPHOLDS ZONING LAWS AND REGULATIONS; SECRETARY; START DATE 01/2018; APPROX 1 HRS/MONTH, APPROX 0HRS/MONTH DURING TRADING; SECRETARIAL DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammi Ann Schorfhaar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2018 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 163 E Chicago Rd, Coldwater, MI 49036

RIA

CRD#: 282580

Coldwater, MI

Past

June 29, 1992 - July 22, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

June 1, 1990 - July 13, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

June 1, 1990 - July 13, 1990

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/30/2018)

IAR

Texas
(11/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/25/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tammi A. Schorfhaar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammi Ann Schorfhaar's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/2018

Series 63

Date: 5/25/1990

Series 6

Date: 5/25/1990

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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