Sidney Mondschein
Professional summary
Sidney Mondschein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sidney is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Sidney had worked at 5 firms, which includes WFG INVESTMENTS INC., SENTRA SECURITIES CORPORATION, FINANCIAL WEST GROUP, THE HERITAGE GROUP INC., INTERFIRST CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2000 - August 17, 2006
WFG INVESTMENTS, INC.
November 30, 1999 - May 1, 2000
SENTRA SECURITIES CORPORATION
May 29, 1996 - December 17, 1999
FINANCIAL WEST GROUP
February 11, 1996 - June 5, 1996
THE HERITAGE GROUP, INC.
July 9, 1990 - February 6, 1996
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
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