Christina Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Adams, who also goes by Christina Lind Adams, Christina Lind, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1996. Christina had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2005 - June 23, 2006
DBS VICKERS SECURITIES (USA) INC.
August 27, 2002 - September 3, 2004
HSBC SECURITIES (USA) INC.
October 19, 1999 - February 26, 2002
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
March 31, 1998 - April 20, 1998
BNP PARIBAS SECURITIES CORP.
July 15, 1997 - April 20, 1998
BNP PARIBAS SECURITIES CORP.
February 14, 1996 - June 27, 1997
ASIA EQUITY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/2/2000
Limited Representative-Equity Trader ExamCurrent Firm
DBS VICKERS SECURITIES (USA) INC.
CRD#: 35691 / SEC#: , 8-46837
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBS VICKERS SECURITIES HOLDINGS PTE LTD (FORMERLY VICKERS BALLAS HOLDINGS LIMITED) | NEW PARENT COMPANY - A/O 9/12/2001 100% OWNER, A/0 10/01/01 CONSOLIDATED REPORTING | |
| MARRONE, MICHAEL THOMAS | FINOP/PFO/POO | 4859949 |
| MCCABE, THOMAS JOSEPH | DIRECTOR ON BOARD OF DIRECTORS DBSV USA (& MANAGING DIRECTOR OF DBS BANK - LOS ANGELES | 2333611 |
| TANG, YEW CHOONG | DIRECTOR ON BOARD OF DIRECTORS DBSV USA (& CEO OF DBSV SINGAPORE PTE LTD) | 7462745 |
| YU, ELAINE YEELING | CEO / CCO / DIRECTOR ON BOARD OF DIRECTORS OF DBSV USA | 2246528 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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