Rodney D. Dir

THE MARSHALL FINANCIAL GROUP

HUNT VALLEY, MD 21031

CRD#: 2063787

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Professional summary

Rodney Dale Dir, who also goes by Rod Dir, Rodney Dir, is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Hunt Valley, Maryland.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Rodney has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rod Dir | Rodney Dir

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Dale Dir's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2026 - Present

THE MARSHALL FINANCIAL GROUP LLC

Office #1: 225 Schilling Circle Suite 295, Hunt Valley, MD 21031

RIA

CRD#: 146362

HUNT VALLEY, MD

Past

September 21, 2021 - April 13, 2026

TLG ADVISORS, INC.

RIA

CRD#: 111052

Visalia, CA

Past

February 27, 2020 - November 3, 2021

SOUTHPORT CAPITAL

RIA

CRD#: 113364

CHATTANOOGA, TN

Past

September 2, 2015 - December 31, 2019

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

VISALIA, CA

Past

December 3, 2012 - December 31, 2019

M HOLDINGS SECURITIES, INC.

CRD#: 43285

VISALIA, CA

Past

January 2, 2009 - December 31, 2009

PACIFIC CAPITAL STRATEGIES, INC.

RIA

CRD#: 148095

VISALIA, CA

Past

March 18, 2004 - December 13, 2012

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

VISALIA, CA

Past

March 18, 2004 - December 13, 2012

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

VISALIA, CA

Past

November 30, 2001 - March 17, 2004

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

VISALIA, CA

Past

August 9, 1993 - March 17, 2004

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

July 23, 1990 - August 3, 1993

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MARSHALL FINANCIAL GROUP LLC

FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC

CRD#: 146362 / SEC#: 801-117820

RIA

Registered Investment Advisory firm - (12/18/2019 Approved)

Florida

Registered Investment Advisory firm - (2/11/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/18/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2001

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 9/9/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE MARSHALL FINANCIAL GROUP LLC

FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC

CRD#: 146362 / SEC#: 801-117820

RIA

Registered Investment Advisory firm - (12/18/2019 Approved)

Florida

Registered Investment Advisory firm - (2/11/2020 Terminated)

Maryland

Registered Investment Advisory firm - (2/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/18/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/14/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2020 Terminated)

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Contact information

Main Address

225 Schilling Circle Suite 295, Hunt Valley, MD 21031

Mailing Address

Phone number

(410) 563-1190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISLOSURE DOCUMENT FOR ALL CLIENTS (1/31/2025)

Regulatory assets under management

Total Number of Accounts	2,449
AUM (Assets Under Management)	$ 593,043,749

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/22/2026	Cover Page	Report
10/28/2024	Cover Page	Report
07/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rodney D. Dir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Dale Dir's CRS (Customer Relationship Summary).

Certified licenses

Experience

TLG ADVISORS, INC.

SOUTHPORT CAPITAL

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

PACIFIC CAPITAL STRATEGIES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

ARM SECURITIES CORPORATION

Primary Firm SEC Registration

THE MARSHALL FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2015

Series 63

Date: 10/3/1990

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2001

Series 62

Date: 9/9/1997

Series 6

Date: 7/19/1990

Current Firm

THE MARSHALL FINANCIAL GROUP LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE MARSHALL FINANCIAL GROUP LLC

TRUST BUT VERIFY

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