Maury J. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maury Jo Newman, who also goes by Maury Jo Hassinger, was a registered financial professional .
Maury is a previously registered financial professional and started their career in finance in 1992. Maury had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2015 - September 8, 2022
BRINKER CAPITAL SECURITIES, LLC
December 19, 2011 - February 18, 2014
BRINKER CAPITAL SECURITIES, LLC
March 17, 2009 - December 31, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
April 9, 2007 - March 16, 2009
QUASAR DISTRIBUTORS, LLC
February 6, 2007 - February 16, 2007
CITCO MUTUAL FUND DISTRIBUTORS, INC.
April 24, 2003 - October 26, 2004
CAMELOT INVESTMENT ADVISERS, LTD.
May 28, 1992 - August 14, 2001
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRINKER CAPITAL SECURITIES, LLC
CRD#: 38123 / SEC#: , 8-48110
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
