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JR

Jailall I. Ramoutar

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CRD#: 2063415
JR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jailall Irani Ramoutar JR, who also goes by Jai K Ramoutar Jr, Jai Ramoutar Jr, Jay Ramoutar Jr, was a registered financial professional .

Jailall is a previously registered financial professional and started their career in finance in 1991. Jailall had worked at 8 firms and has passed the Series 63, Series 62, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jai K Ramoutar Jr | Jai Ramoutar Jr | Jay Ramoutar Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 14, 2004 - November 2, 2004

PARKER FINANCIAL CORP.

BD
CRD#: 42140
VALLEY COTTAGE, NY
Past

August 22, 2001 - October 26, 2001

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
MONTVALE, NJ
Past

May 24, 2001 - October 8, 2001

ALL-TECH DIRECT, INC.

BD
CRD#: 13992
MONTVALE, NJ
Past

March 10, 1995 - November 20, 1995

CHURCHILL SECURITIES, INC.

BD
CRD#: 10343
SUFFERN, NY
Past

November 17, 1993 - February 10, 1995

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY
Past

May 14, 1993 - November 17, 1993

MARSH, BLOCK & CO. INC.

BD
CRD#: 11194
NEW YORK, NY
Past

March 30, 1992 - June 7, 1993

EMANUEL AND COMPANY

BD
CRD#: 7309
NEW YORK, NY
Past

November 11, 1991 - March 19, 1992

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/24/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 4/23/2001
Corporate Securities Limited Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PF
PARKER FINANCIAL CORP.
PARKER FINANCIAL CORP.

CRD#: 42140 / SEC#: , 8-49713

BD
Terminated by SEC on 06/15/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 10/07/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MILLENIUM CAPITAL TRADING LLCSHAREHOLDER
SUNSPOT HOLDING CORP.SHAREHOLDER
RIVERSO, RAFFAEL GIGLIOSHAREHOLDER2022485
ROMEU, ALFONSO LCOMPLIANCE OFFICER, CEO , AML OFFICER

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARKER FINANCIAL CORP.

CRD#: 42140

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