John C. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Carlton Martin was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2013 - May 1, 2015
GREAT POINT CAPITAL LLC
May 5, 2010 - November 24, 2010
VISION BROKERAGE SERVICES, LLC
April 20, 2007 - May 21, 2008
MF GLOBAL INC.
February 9, 2004 - November 17, 2005
REFCO SECURITIES, LLC
March 11, 1993 - September 28, 1993
AMERIPRISE ADVISOR SERVICES, INC.
October 16, 1990 - October 23, 1992
HIBBARD BROWN & CO., INC.
September 17, 1990 - October 10, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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