Timothy J. Cox

GREAT PACIFIC SECURITIES

Costa Mesa, CA 92626

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CRD#: 2063276

Professional summary

Timothy Joseph Cox is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Costa Mesa, California.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 8 firms and has passed the Series 63, Series 72, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Joseph Cox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2024 - Present

GREAT PACIFIC SECURITIES

Office #1: 151 Kalmus Drive, Building H8, Costa Mesa, CA 92626

CRD#: 29251

Costa Mesa, CA

Past

April 14, 2022 - August 5, 2024

TELSEY ADVISORY GROUP LLC

CRD#: 148234

NEW YORK, NY

Past

March 14, 2008 - February 14, 2022

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

April 4, 2005 - September 27, 2007

RBC CAPITAL MARKETS CORPORATION

CRD#: 6579

NEW YORK, NY

Past

January 21, 2005 - April 22, 2005

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

June 8, 2001 - June 22, 2004

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

November 10, 1995 - December 14, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 7, 1993 - July 14, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(7/22/2024)

Exams

State Security Law Exam

Series 63

Date: 4/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/13/2016

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

Current Firm

GREAT PACIFIC SECURITIES

GREAT PACIFIC FIXED INCOME SECURITIES, INC. | GREAT PACIFIC SECURITIES

CRD#: 29251 / SEC#: , 8-44398

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

151 Kalmus Drive, Building H8, Costa Mesa, CA 92626

Mailing Address

151 Kalmus Drive, Building H8, Costa Mesa, CA 92626

Phone number

(714) 619-3000

Established

California since 09/01/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VINCK, CHRISTOPHER VINCENT	PRINCIPAL OPERATING OFFICER	2447335
VINCK, CHRISTOPHER VINCENT	TRADING	2447335
VINCK, CHRISTOPHER VINCENT	CEO	2447335
VINCK, CHRISTOPHER VINCENT	CCO	2447335
MORRISSEY, TERENCE LANDRY	PRINCIPAL FINANCIAL OFFICER, FINOP, AND CFO	5964634

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Joseph Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

TELSEY ADVISORY GROUP LLC

MIZUHO SECURITIES USA LLC

RBC CAPITAL MARKETS CORPORATION

HSBC SECURITIES (USA) INC.

ABN AMRO INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/1996

Series 72

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/7/1994

Series 24

Date: 9/13/2016

FINRA

Investors' Exchange LLC

Current Firm

GREAT PACIFIC SECURITIES

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GREAT PACIFIC SECURITIES

TRUST BUT VERIFY

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