Steven C. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Charles Hanson, who also goes by Steve Hanson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2004 - February 17, 2005
VESTPOINT SECURITIES, INC.
July 16, 2003 - December 7, 2004
FREEDOM INVESTORS CORP.
March 13, 1996 - November 15, 2002
WELLINGTON INVESTMENT SERVICES CORP.
September 1, 1994 - July 12, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
July 16, 1993 - September 1, 1994
HAMILTON INVESTMENTS, INC.
July 3, 1991 - June 16, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 1990 - July 15, 1991
WELLS FARGO CLEARING SERVICES, LLC
June 21, 1990 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VESTPOINT SECURITIES, INC.
CRD#: 27260 / SEC#: , 8-42965
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
