Mary Kay Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Kay Ryan, who also goes by Mary Kay Mccloskey, Mary Ryan, was a registered financial professional .
Mary Kay is a previously registered financial professional and started their career in finance in 1998. Mary Kay had worked at 3 firms and has passed the Series 65 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2012 - December 31, 2019
RYAN FINANCIAL ADVISORY SERVICES, LLC.
October 1, 2007 - September 18, 2012
WHITNELL & CO
January 28, 1998 - October 11, 2007
RYAN FINANCIAL ADVISORY SERVICES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RYAN FINANCIAL ADVISORY SERVICES, LLC.
CRD#: 165916 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
