Michael A. Sanchez

FORTUNE FINANCIAL SERVICES

San Pedro, CA

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CRD#: 2063115

Professional summary

Michael Anthony Sanchez is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in San Pedro, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2017 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

San Pedro, CA

Past

July 8, 2015 - January 12, 2017

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

MANHATTAN BEACH, CA

Past

June 18, 2010 - July 9, 2015

PORT SECURITIES, INC.

CRD#: 43936

NEWPORT BEACH, CA

Past

May 5, 2010 - June 21, 2010

ARQUE CAPITAL, LTD.

CRD#: 121192

SCOTTSDALE, AZ

Past

April 28, 2006 - April 22, 2010

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

June 21, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 21, 1990 - February 3, 2006

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/12/2017)

Virginia
(1/26/2017)

Exams

State Security Law Exam

Series 63

Date: 4/30/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/18/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Michael A. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED SECURITIES, INC.

PORT SECURITIES, INC.

ARQUE CAPITAL, LTD.

EMPIRE SECURITIES CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/1991

SIE

Date: 10/1/2018

Series 6

Date: 6/18/1990

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

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