Richard M. Groff

THEMONEYMD.COM

BOX ELDER, SD

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CRD#: 2063024

Professional summary

Richard Michael Groff II, CFP® is a registered financial advisor currently at THEMONEYMD.COM, LLC located in Box Elder, South Dakota.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE(MOTHER-NANCY GROFF)FBO-5%TIME SPENT- $3500 ESTIMATED ANNUAL INCOME. FAMILY LEGACY PLANNING LLC. LIFE INSURANCE/ANNUITIES,FIXED INSURANCE, AGENT,45% of time spent on this OBA, PEORIA,AZ-AGENT-6/08-10 HRS/MONTH-SALES/ADVISORY. HEALTH AND BIG WEALTH, LLC. MANAGING MEMBER. BOOKKEEPING ENTITY FOR INCOME RECEIVED FROM SUBSCRIBERS OF LIVE WAVE. LIVE WAVE IS A SEPARATE AND UNAFFILIATED ENTITY. TINE SPEND= 20 HOURS/ MONTH. AQUA MASSAGE LLC WAS AN ENTITY THAT WAS SET UP, BUT NEVER UTILIZED. KJ SUPREME LLC IS NOT CURRENTLY BEING USED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Michael Groff II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 29604

PEORIA, AZ

Past

September 2, 1994 - May 2, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 25, 1991 - October 5, 1994

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/3/2017)

IAR

Florida
(9/13/2022)

IAR

Montana
(11/2/2017)

IAR

South Dakota
(7/1/2025)

IAR

Texas
(7/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1997

General Securities Principal Examination

Current Firm

THEMONEYMD.COM, LLC

CRD#: 288761 / SEC#: 801-111096

RIA

Registered Investment Advisory firm - (1/9/2018 Terminated)

Arizona

Registered Investment Advisory firm - (12/26/2017 Approved)

Florida

Registered Investment Advisory firm - (9/13/2022 Approved)

Montana

Registered Investment Advisory firm - (1/5/2018 Approved)

South Dakota

Registered Investment Advisory firm - (7/1/2025 Approved)

Texas

Registered Investment Advisory firm - (7/23/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

23131 N. Lake Pleasant Parkway, Peoria, AZ 85383

Mailing Address

24654 N. Lake Pleasant Parkway Suite 103-415, Peoria, AZ 85383

Phone number

(888) 858-4996

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 12,170,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard M. Groff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Michael Groff II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

WEALTH MANAGEMENT INTERNATIONAL, LTD.

THE PLANNERS NETWORK, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

SUNAMERICA SECURITIES, INC.

GROVE POINT INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/1998

Series 63

Date: 8/9/1990

Series 7

Date: 2/1/1996

Series 6

Date: 3/22/1991

Series 24

Date: 7/23/1997

Current Firm

THEMONEYMD.COM, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THEMONEYMD.COM, LLC

TRUST BUT VERIFY

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