Nicholas R. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Robert Stone was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1990. Nicholas had worked at 8 firms and has passed the Series 63, Series 7, Series 55, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2018 - December 5, 2022
AIRACOBRA CAPITAL MANAGEMENT, LLC
March 3, 2017 - December 31, 2017
AIRACOBRA CAPITAL MANAGEMENT, LLC
January 10, 2012 - July 12, 2012
TKC WEALTH MANAGEMENT LLC
November 21, 2011 - November 29, 2011
TKC WEALTH MANAGEMENT LLC
October 18, 2006 - November 1, 2008
NEXBANK SECURITIES INC
November 3, 1999 - May 19, 2004
PNC CAPITAL MARKETS LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
March 29, 1995 - September 13, 1999
CITIGROUP GLOBAL MARKETS INC.
September 27, 1990 - October 23, 1990
ACUMENT SECURITIES, INC.
September 27, 1990 - October 26, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/6/2006
Limited Representative-Equity Trader ExamCurrent Firm
AIRACOBRA CAPITAL MANAGEMENT, LLC
CRD#: 283350 / SEC#: 801-108154
Contact information
Red Flags
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