Joel Katzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Katzman was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1990. Joel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2016 - December 14, 2016
GALLATIN CAPITAL LLC
December 17, 2013 - December 31, 2022
PIVOTALPATH (AMERICAS) LLC
October 24, 2012 - December 17, 2013
GALLATIN ADVISERS LLC
April 16, 2007 - June 30, 2014
GALLATIN CAPITAL LLC
November 21, 2003 - April 29, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
February 10, 1997 - November 24, 2003
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
June 21, 1990 - October 16, 1996
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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