William Manzullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Manzullo was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1997 - May 14, 1997
INVESTORS ASSOCIATES, INC.
August 23, 1996 - March 5, 1997
LCP CAPITAL CORP.
August 25, 1994 - July 15, 1996
INVESTORS ASSOCIATES, INC.
January 25, 1994 - August 10, 1994
THE WELLINGTON GROUP, INC.
January 2, 1992 - January 28, 1994
H.J. MEYERS & CO., INC.
June 26, 1991 - January 1, 1992
HANOVER, STERLING & COMPANY LTD.
May 24, 1991 - June 28, 1991
FIRST CHOICE SECURITIES CORP.
April 11, 1991 - May 6, 1991
SOUTH RICHMOND SECURITIES, INC.
March 7, 1991 - April 25, 1991
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
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