Wanda W. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Wallace Newman, who also goes by Wanda Louise Wallace, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1990. Wanda had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2020 - January 25, 2022
ELE WEALTH SOLUTIONS, INC.
June 22, 2016 - February 25, 2020
INNOVATION PARTNERS LLC
February 10, 2014 - August 5, 2014
REGULUS FINANCIAL GROUP, LLC
February 20, 2013 - January 27, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
April 17, 2012 - December 31, 2012
AUSDAL FINANCIAL PARTNERS, INC.
April 8, 2011 - April 16, 2012
COLORADO FINANCIAL SERVICE CORPORATION
March 31, 2009 - October 29, 2010
QA3 FINANCIAL CORP.
March 7, 2006 - March 22, 2007
FIRST FOUNDERS SECURITIES, INC.
August 16, 2004 - December 31, 2005
FIRST FOUNDERS SECURITIES, INC.
September 25, 2003 - October 20, 2004
STONEX SECURITIES INC.
December 21, 2000 - October 10, 2002
USALLIANZ SECURITIES, INC.
January 6, 1998 - July 19, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 11, 1996 - January 9, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 11, 1996 - January 9, 1998
OSAIC FA, INC.
July 9, 1991 - December 31, 1995
CETERA ADVISORS LLC
June 21, 1990 - May 29, 1991
IDS LIFE INSURANCE COMPANY
June 21, 1990 - May 29, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELE WEALTH SOLUTIONS, INC.
CRD#: 38931 / SEC#: , 8-48467
Contact information
FINRA licenses (33 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
