John J. Kostic

TURNER FINANCIAL GROUP

Newport Beach, CA

CRD#: 2062399

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Professional summary

John Joseph Kostic JR, CFP® is a registered financial advisor currently at TURNER FINANCIAL GROUP, INC. located in Newport Beach, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 34, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Kostic JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

June 12, 2026 - Present

TURNER FINANCIAL GROUP, INC.

RIA

CRD#: 134204

Newport Beach, CA

Past

March 8, 2013 - January 14, 2016

F500 ADVISORY SERVICES, INC.

RIA

CRD#: 107519

NEWPORT BEACH, CA

Past

March 7, 2013 - June 30, 2015

FINANCE 500, INC.

CRD#: 12981

IRVINE, CA

Past

June 29, 2012 - March 7, 2013

RICHFIELD ORION INTERNATIONAL, INC.

CRD#: 24433

NEWPORT BEACH, CA

Past

August 7, 2009 - July 22, 2010

NATIONAL SECURITIES CORPORATION

CRD#: 7569

IRVINE, CA

Past

July 21, 2009 - March 7, 2013

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

NEWPORT BEACH, CA

Past

October 24, 2008 - July 24, 2009

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

NEWPORT BEACH, CA

Past

October 22, 2008 - July 24, 2009

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

NEWPORT BEACH, CA

Past

September 21, 2004 - October 24, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

NEWPORT BEACH, CA

Past

August 20, 2003 - October 24, 2008

OSAIC WEALTH, INC.

CRD#: 23131

NEWPORT BEACH, CA

Past

June 4, 2003 - September 9, 2003

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

RANCHO SANTA MARGARITA, CA

Past

June 4, 2003 - September 9, 2003

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

June 26, 1998 - June 4, 2003

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

IRVINE, CA

Past

July 11, 1997 - June 4, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 3, 1991 - July 11, 1997

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

June 1, 1990 - December 20, 1990

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TURNER FINANCIAL GROUP, INC.

ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC

CRD#: 134204 / SEC#: 801-129021

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

Alabama

Registered Investment Advisory firm - (11/17/2023 Terminated)

Florida

Registered Investment Advisory firm - (11/17/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (11/20/2023 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2017 Terminated)

New York

Registered Investment Advisory firm - (11/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 7/19/2011

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 1/5/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/2/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/31/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TURNER FINANCIAL GROUP, INC.

ANDALUS CAPITAL, LLC. | TURNER FINANCIAL GROUP, INC. | SEELAN WEALTH STRATEGIES | GF THOMAS ADVISORY GROUP | DEDICATED FINANCIAL LLC

CRD#: 134204 / SEC#: 801-129021

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

Alabama

Registered Investment Advisory firm - (11/17/2023 Terminated)

Florida

Registered Investment Advisory firm - (11/17/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (11/20/2023 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2017 Terminated)

New York

Registered Investment Advisory firm - (11/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/17/2023 Terminated)

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Contact information

Main Address

4366 5th Avenue, Pace, FL 32571-1810

Mailing Address

Phone number

(850) 995-1797

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFG ADV PART 2A_03.2025 UPDATE FINAL.PDF (3/31/2025)

Regulatory assets under management

Total Number of Accounts	985
AUM (Assets Under Management)	$ 171,026,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Kostic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Kostic JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

F500 ADVISORY SERVICES, INC.

FINANCE 500, INC.

RICHFIELD ORION INTERNATIONAL, INC.

NATIONAL SECURITIES CORPORATION

B. RILEY WEALTH ADVISORS, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

TURNER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2020

Series 63

Date: 5/31/1990

SIE

Date: 6/30/2015

Series 34

Date: 7/19/2011

Series 3

Date: 1/5/2010

Series 7

Date: 6/2/1997

Series 6

Date: 5/31/1990

Current Firm

TURNER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TURNER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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