John J. Kostic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Kostic JR, CFP® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 34, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1996
Experience
March 8, 2013 - January 14, 2016
F500 ADVISORY SERVICES, INC.
March 7, 2013 - June 30, 2015
FINANCE 500, INC.
June 29, 2012 - March 7, 2013
RICHFIELD ORION INTERNATIONAL, INC.
August 7, 2009 - July 22, 2010
NATIONAL SECURITIES CORPORATION
July 21, 2009 - March 7, 2013
B. RILEY WEALTH ADVISORS, INC.
October 24, 2008 - July 24, 2009
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
October 22, 2008 - July 24, 2009
J.P. TURNER & COMPANY, L.L.C.
September 21, 2004 - October 24, 2008
OSAIC WEALTH, INC.
August 20, 2003 - October 24, 2008
OSAIC WEALTH, INC.
June 4, 2003 - September 9, 2003
WELLS FARGO INVESTMENTS, LLC
June 4, 2003 - September 9, 2003
WELLS FARGO INVESTMENTS, LLC
June 26, 1998 - June 4, 2003
FSC SECURITIES CORPORATION
July 11, 1997 - June 4, 2003
FSC SECURITIES CORPORATION
January 3, 1991 - July 11, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 1, 1990 - December 20, 1990
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
F500 ADVISORY SERVICES, INC.
CRD#: 107519 / SEC#: 801-23368
Contact information
Red Flags
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