James J. Robertson
Professional summary
James John Robertson, who also goes by Jamey Robertson, Jr Robertson, is a registered financial advisor currently at WEALTH PLANNING SYSTEMS, LLC located in Bloomington, Minnesota and INNOVATION PARTNERS LLC located in Bloomington, Minnesota.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James John Robertson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2014 - Present
WEALTH PLANNING SYSTEMS, LLC
October 3, 2015 - Present
INNOVATION PARTNERS LLC
Office #1: 6201 Auto Club Road, Bloomington, MN 55438December 2, 2009 - June 17, 2015
GRADIENT SECURITIES, LLC
June 9, 1999 - December 17, 2009
HARBOUR INVESTMENTS, INC.
January 7, 1998 - June 8, 1999
FSC SECURITIES CORPORATION
November 25, 1996 - December 31, 1997
SII INVESTMENTS, INC.
June 25, 1990 - November 25, 1996
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2019)
(2/3/2014)
(10/12/2015)
(10/12/2015)
(10/13/2015)
Exams
FINRA
Current Firm
WEALTH PLANNING SYSTEMS, LLC
CRD#: 126390 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 10,740,000 |
Red Flags
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