James John Robertson
Professional Summary
James John Robertson, who also goes by Jamey Robertson, Jr Robertson, is a registered financial advisor currently at WEALTH PLANNING SYSTEMS, LLC located in Bloomington, Minnesota and INNOVATION PARTNERS LLC located in Bloomington, Minnesota. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jamey Robertson, Jr Robertson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
BROOKS CAPITAL MANAGEMENT, LLC | WEALTH PLANNING SYSTEMS, LLC | REMINGTON FINANCIAL GROUP, LLC | BROOKS LARSON, LLC
Contact Information
Main Address
Bloomington, MNPhone Number
(952) 881-6081# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
88AUM (Assets Under Management)
$10,740,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/7/2019)
(2/3/2014)
(10/12/2015)
(10/12/2015)
(10/13/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James John Robertson's CRS (Customer Relationship Summary).
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