Kenneth T. Mason

MASON & ASSOCIATES

Newport News, VA 23606

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CRD#: 2062196

Professional summary

Kenneth Tod Mason, who also goes by Kenneth T Mason, is a registered financial advisor currently at MASON & ASSOCIATES, LLC located in Newport News, Virginia.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kenneth has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth T Mason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Tod Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2020 - Present

MASON & ASSOCIATES, LLC

Office #1: 2 Bayport Way Suite 110, Newport News, VA 23606

RIA

CRD#: 307206

Newport News, VA

Past

March 16, 2004 - October 1, 2020

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

NEWPORT NEWS, VA

Past

August 7, 2003 - October 1, 2020

CENTAURUS FINANCIAL, INC.

CRD#: 30833

NEWPORT NEWS, VA

Past

June 13, 2001 - August 26, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HAMPTON, VA

Past

July 2, 1990 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 2, 1990 - August 26, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON & ASSOCIATES, LLC

MASON & ASSOCIATES LLC | MASON & ASSOCIATES, LLC

CRD#: 307206 / SEC#: 801-119343

RIA

Registered Investment Advisory firm - (8/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/4/2020)

IAR

Virginia
(9/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/29/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MASON & ASSOCIATES, LLC

MASON & ASSOCIATES LLC | MASON & ASSOCIATES, LLC

CRD#: 307206 / SEC#: 801-119343

RIA

Registered Investment Advisory firm - (8/24/2020 Approved)

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Contact information

Main Address

2 Bayport Way Suite 110, Newport News, VA 23606

Mailing Address

Phone number

(757) 223-9898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-13 MASON & ASSOCIATES FORM ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,577
AUM (Assets Under Management)	$ 403,872,961

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth T. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Tod Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MASON & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2000

Series 63

Date: 2/19/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2001

Series 6

Date: 6/29/1990

Current Firm

MASON & ASSOCIATES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASON & ASSOCIATES, LLC

TRUST BUT VERIFY

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