Kenneth W. Heise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Heise, who also goes by Ken Heise, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1990. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2023 - December 31, 2023
FYRA CAPITAL MANAGEMENT
May 5, 2017 - May 8, 2023
AE WEALTH MANAGEMENT, LLC
November 22, 2013 - May 5, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
February 20, 2007 - September 14, 2007
PACKERLAND BROKERAGE SERVICES, INC.
October 10, 2003 - January 16, 2007
EAGLE STRATEGIES LLC
January 21, 2003 - January 16, 2007
NYLIFE SECURITIES LLC
June 20, 1990 - January 8, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
FYRA CAPITAL MANAGEMENT
CRD#: 315100 / SEC#: 801-121800
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FYRA CAPITAL MANAGEMENT
CRD#: 315100 / SEC#: 801-121800
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,214 |
| AUM (Assets Under Management) | $ 436,817,116 |
Red Flags
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