SS
Scott G. Sussman
JEFFERIES INVESTMENT ADVISERS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 2061974
SS
Professional summary
Scott George Sussman is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in New York, New York and JEFFERIES LLC located in New York, New York.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Scott has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Name of the other business: The Mannis Foundation Inc Whether the business is investment-related: No Nature of the other business: Foundation Your position/title/relationship: Officer Start date of your relationship: 06/01/2022 Approximate number of hours/month devoted: 4 Number of hours during securities trading hours: 0 Briefly describe your duties: CFO"
CRS (Client Relationship Summary) - RIA
Click below to view Scott George Sussman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 520 Madison Avenue, New York, NY 10022RIA
CRD#: 325421
New York, NY
Current
April 16, 2018 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
NEW YORK, NY
Past
August 11, 2021 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
RIA
CRD#: 121767
NEW YORK, NY
Past
December 3, 2003 - February 28, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEW YORK, NY
Past
November 13, 2001 - November 9, 2017
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 6, 2001 - August 31, 2001
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
January 2, 2001 - March 9, 2001
TRADE.COM ONLINE SECURITIES, INC.
BD
CRD#: 36189
NEW YORK, NY
Past
September 26, 2000 - October 30, 2000
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
September 16, 1996 - August 3, 2000
BLAYLOCK & COMPANY, INC.
BD
CRD#: 35669
NEW YORK, NY
Past
November 18, 1992 - February 11, 1997
NATWEST SECURITIES CORPORATION
BD
CRD#: 18238
NEW YORK, NY
Past
May 14, 1990 - November 2, 1992
LIBERTY CAPITAL MARKETS, INC.
BD
CRD#: 16534
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/1/2019)
RR
Alaska(4/1/2019)
RR
Arizona(4/1/2019)
RR
Arkansas(4/1/2019)
RR
California(1/8/2019)
RR
Colorado(4/1/2019)
RR
Connecticut(4/16/2018)
RR
Delaware(4/1/2019)
RR
District of Columbia(4/1/2019)
RR
Florida(4/16/2018)
RR
Georgia(4/1/2019)
RR
Hawaii(4/1/2019)
RR
Idaho(4/1/2019)
RR
Illinois(4/1/2019)
RR
Indiana(4/1/2019)
RR
Iowa(4/1/2019)
RR
Kansas(4/1/2019)
RR
Kentucky(4/1/2019)
RR
Louisiana(4/1/2019)
RR
Maine(4/1/2019)
RR
Maryland(4/1/2019)
RR
Massachusetts(4/1/2019)
RR
Michigan(4/1/2019)
RR
Minnesota(1/8/2019)
RR
Mississippi(4/1/2019)
RR
Missouri(4/1/2019)
RR
Montana(4/1/2019)
RR
Nebraska(4/1/2019)
RR
Nevada(4/1/2019)
RR
New Hampshire(4/1/2019)
RR
New Jersey(4/16/2018)
RR
New Mexico(4/1/2019)
RR
New York(4/16/2018)
IAR
New York(5/24/2023)
RR
North Carolina(4/1/2019)
RR
North Dakota(4/1/2019)
RR
Ohio(4/1/2019)
RR
Oklahoma(4/1/2019)
RR
Oregon(4/12/2019)
RR
Pennsylvania(4/1/2019)
RR
Puerto Rico(4/1/2019)
RR
Rhode Island(4/1/2019)
RR
South Carolina(4/1/2019)
RR
South Dakota(4/1/2019)
RR
Tennessee(4/1/2019)
RR
Texas(4/1/2019)
RR
Utah(4/1/2019)
RR
Vermont(4/1/2019)
RR
Virgin Islands(5/10/2024)
RR
Virginia(4/1/2019)
RR
Washington(4/1/2019)
RR
West Virginia(4/1/2019)
RR
Wisconsin(4/1/2019)
RR
Wyoming(4/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JI
JEFFERIES INVESTMENT ADVISERS LLC
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
RIA
Registered Investment Advisory firm - (4/20/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 284-2300
Established
Firm type
Fiscal year end
# of Employees
135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
