Jay F. Teblum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Frederick Teblum was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1993. Jay had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2018 - February 12, 2020
XLII FINANCIAL SERVICES LLC
January 2, 2013 - May 1, 2017
MML DISTRIBUTORS, LLC
January 1, 2009 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
January 12, 2006 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
October 7, 2002 - November 21, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 13, 2002 - October 1, 2002
FORESTERS EQUITY SERVICES, INC.
November 25, 1998 - August 23, 2002
METROPOLITAN LIFE INSURANCE COMPANY
November 25, 1998 - August 23, 2002
MSI FINANCIAL SERVICES, INC.
December 3, 1993 - December 8, 1998
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XLII FINANCIAL SERVICES LLC
CRD#: 289250 / SEC#: , 8-69986
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
