John E. Feltl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Elmer Feltl, who also goes by Jack Feltl, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 3 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2001 - November 6, 2001
STOCKWALK.COM, INC.
May 1, 1996 - August 15, 2005
FELTL & COMPANY
October 22, 1970 - February 6, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/15/1970
Registered Representative ExaminationSeries 00
Date: 5/30/1974
General Securities Principal ExaminationCurrent Firm
STOCKWALK.COM, INC.
CRD#: 40692 / SEC#: , 8-49149
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STOCKWALK GROUP, INC. | PARENT COMPANY | |
| HOUDEK, JEFFREY LONN | FINOP | 2664944 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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