Steve D. Dabbah
Professional summary
Steve David Dabbah, who also goes by Steve D Dabbah, is a registered financial professional currently at DABBAH SECURITIES CORP. located in New York, New York.
Steve is registered as a RR (Registered Representative) and started their career in finance in 1991. Steve has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steve David Dabbah's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 1991 - Present
DABBAH SECURITIES CORP.
Office #2: 6 Eaglewood Drive, Westhampton, NY 11977State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/1992)
(1/29/1992)
(1/6/1992)
(1/22/2021)
(3/24/1993)
(5/21/1991)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/10/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 4/23/1992
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
DABBAH SECURITIES CORP.
CRD#: 26576 / SEC#: , 8-42634
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DABBAH, STEVE DAVID | PRESIDENT, FINOP, ROP, CCO AND TRUSTEE | 2061068 |
| STEVE DABBAH 2020 IRREVOCABLE TRUST | TRUST |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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