Peter G. Romanelli
Professional summary
Peter Gerard Romanelli is a registered financial professional currently at CAPITAL PORTFOLIO MANAGEMENT, INC. located in Timonium, Maryland.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1990. Peter has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Gerard Romanelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
CAPITAL PORTFOLIO MANAGEMENT, INC.
Office #1: 9515 Deereco Road Suite 1010, Timonium, MD 21093March 18, 2014 - March 13, 2025
PERCIVAL FINANCIAL PARTNERS, LTD.
January 12, 2005 - February 14, 2014
GLOBAL TRANSITION SOLUTIONS, INC.
November 19, 2004 - February 22, 2005
PIPER SANDLER & CO.
August 17, 2004 - December 7, 2004
VIE SECURITIES, LLC
March 30, 2001 - August 6, 2004
COWEN EXECUTION SERVICES LLC
February 9, 1998 - March 29, 2001
CANTELLA & CO., INC.
January 28, 1998 - February 5, 1998
SECURITIES SERVICE NETWORK, LLC
August 22, 1997 - February 25, 1998
EISNER SECURITIES, INC.
January 23, 1996 - August 30, 1997
SMITH CULVER INVESTMENTS
July 22, 1994 - January 31, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 1, 1992 - August 4, 1994
HIBBARD BROWN & CO., INC.
July 16, 1991 - December 20, 1991
PARAGON CAPITAL MARKETS, INC.
June 21, 1990 - July 16, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2025)
(4/14/2025)
(4/14/2025)
Exams
FINRA
Current Firm
CAPITAL PORTFOLIO MANAGEMENT, INC.
CRD#: 29302 / SEC#: , 8-44225
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DYER, PATRICK VINCENT | PRESIDENT/COMMON STOCK SHAREHOLDER/CONTROL PERSON/CHIEF COMPLIANCE OFFICER | 1668143 |
| BATHURST, GERALD LEE | PREFERRED SHAREHOLDER - NON-VOTING | 4765994 |
| BURGSTINER, VIRGINIA L | PREFERRED SHAREHOLDER | |
| FRIES, LOUIS F. | PREFERRED SHAREHOLDER | 5688603 |
| MIDDLETON, STEVEN WEIHE | PREFERRED SHAREHOLDER | 4367629 |
| TAYLOR, LAVENA RUTH | PREFERRED SHAREHOLDER/NON-VOTING | 2579245 |
| BATHURST, ROSEMARY ANNE | PREFERRED SHAREHOLDER - NON-VOTING | 4765983 |
| EISWERT, MARY K | PREFERRED SHAREHOLDER | |
| MIDDLETON, KRISTIN W | PREFERRED SHAREHOLDER - NON VOTING | 4664838 |
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,800,000 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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