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Sheldon Singleton
CHICAGO CAPITAL MANAGEMENT ADVISORS
Lisle, IL 60532
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CRD#: 2060931
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Professional summary
Sheldon Singleton, who also goes by Sheldon Ronald Singleton, is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Lisle, Illinois.
Sheldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Sheldon has worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sheldon Ronald Singleton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Robotic Financial Concepts LLC; 466 Santa Barbara, Irvine CA 92606; Sole Prop/Owner, financial services agency; life and health insurance, investments, marketing and referral agency; investment related; 6/2014 - present; approx. 80 hours per month, all during trading hours. (2) SR Singleton Health Insurance Services; 466 Santa Barbara, Irvine, CA 92606; Sole Prop/Owner, insurance agency, life and health insurance sales and services; not investment related; 2012 - Present; approx. 5-10% of time devoted, all during normal business hours. (3) Business Group Resources; 20 Executive Park, #120, Irvine, CA 92614; Independent Marketing Associate; not investment-related; refer business to CPA firm for research and development tax credits; 5/2018 - Present; approx. 10% of time devoted, all during normal business hours. (4) Tax Law Solutions; 268 Munoz Rivera Ave., Suite 1006, San Juan, PR 00918; not investment-related; Strategic Tax Planning; Referral Agent; 06/2019 - Present; approx. 10 hrs./month (incidental), all during trading hrs.; Strategic Tax Planning. (5) FIXED INSURANCE POSITION: Life and Health Insurance Agent NATURE: Fixed Life and Health Insurance. Sell life and health insurance to individuals and companies. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 10/30/2019 ADDRESS: 466 Santa Barbara, Irvine CA 92606, United States DESCRIPTION: Selling Fixed Life and Health Insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Sheldon Singleton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2022 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
Office #1: 4722 Main Street, Lisle, IL 60532RIA
CRD#: 123483
Lisle, IL
Past
February 5, 2020 - November 5, 2025
AMERICAN TRUST INVESTMENT SERVICES, INC.
BD
CRD#: 3001
Los Angeles, CA
Past
July 30, 2019 - January 27, 2020
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
Los Angeles, CA
Past
November 1, 2018 - August 20, 2020
DELTA INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 149596
Los Angeles, CA
Past
April 25, 2018 - December 31, 2018
VFG ADVISORS, INC.
RIA
CRD#: 150370
Irvine, CA
Past
December 12, 2016 - July 26, 2018
PROSPERITY ECONOMICS PARTNERS, LLC
RIA
CRD#: 148122
NEWPORT BEACH, CA
Past
April 29, 2014 - March 18, 2015
ROBOTIC TRADING ADVISORS, LLC
RIA
CRD#: 168687
NEWPORT BEACH, CA
Past
January 6, 2012 - March 19, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ORANGE, CA
Past
January 6, 2012 - March 19, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ORANGE, CA
Past
September 4, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
LAGUNA HILLS, CA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAGUNA HILLS, CA
Past
August 20, 2001 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
October 23, 1997 - December 31, 1998
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
June 22, 1990 - December 31, 1996
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
