Marisol Andreoni

UTOPIA WEALTH MANAGEMENT

Coconut Creek, FL 33073

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CRD#: 2060821

Professional summary

Marisol Andreoni, who also goes by Marisol Flores, Marisol Perez, is a registered financial advisor currently at UTOPIA WEALTH MANAGEMENT, LLC located in Coconut Creek, Florida.

Marisol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Marisol has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marisol Flores | Marisol Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT. INVESTMENT-RELATED. START DATE-1/21/1994, 0 HOURS SPENT PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marisol Andreoni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2023 - Present

UTOPIA WEALTH MANAGEMENT, LLC

Office #1: 6810 N. State Rd. 7, Coconut Creek, FL 33073

RIA

CRD#: 300266

Coconut Creek, FL

Past

March 28, 2017 - March 22, 2022

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

WEST PALM BEACH, FL

Past

June 7, 2012 - March 22, 2022

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WEST PALM BEACH, FL

Past

June 6, 2012 - March 22, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WEST PALM BEACH, FL

Past

October 23, 2009 - May 10, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

October 23, 2009 - May 10, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Past

May 25, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

FORT LAUDERDALE, FL

Past

May 21, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

FORT LAUDERDALE, FL

Past

October 1, 2000 - April 26, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTON, FL

Past

October 1, 2000 - April 26, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 1, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 1, 1998 - September 14, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 14, 1996 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Past

November 10, 1994 - July 12, 1995

NATIONSSECURITIES

CRD#: 32542

Past

February 7, 1994 - October 3, 1994

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

October 29, 1991 - December 21, 1993

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

June 21, 1990 - October 31, 1991

SOUTHEAST BANK BROKERAGE SERVICE, INC.

CRD#: 14953

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UTOPIA WEALTH MANAGEMENT, LLC

CRD#: 300266 / SEC#: 801-116740

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Florida

Registered Investment Advisory firm - (6/6/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/6/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

Current Firm

UTOPIA WEALTH MANAGEMENT, LLC

CRD#: 300266 / SEC#: 801-116740

RIA

Registered Investment Advisory firm - (6/3/2019 Approved)

Florida

Registered Investment Advisory firm - (6/6/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/6/2019 Terminated)

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Contact information

Main Address

6810 N. State Rd. 7, Coconut Creek, FL 33073

Mailing Address

Phone number

(754) 264-4778

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UTOPIA WEALTH MANAGEMENT, LLC ADV DISCLOSURE BROCHURE (5/29/2025)

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 199,644,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marisol Andreoni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marisol Andreoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

NATIONSSECURITIES

INDEPENDENT FINANCIAL SECURITIES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

SOUTHEAST BANK BROKERAGE SERVICE, INC.

Primary Firm SEC Registration

UTOPIA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2000

Series 63

Date: 2/19/1991

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1990

Current Firm

UTOPIA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UTOPIA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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