Cameron N. Hawthorne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cameron Nathaniel Hawthorne was a registered financial professional .
Cameron is a previously registered financial professional and started their career in finance in 1990. Cameron had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2013 - May 27, 2020
PRIMEX
August 8, 2011 - December 31, 2012
PFS INVESTMENTS INC.
August 8, 2011 - December 31, 2012
PFS INVESTMENTS INC.
August 29, 2007 - August 18, 2009
TD AMERITRADE, INC.
August 29, 2007 - August 18, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 29, 2007 - August 18, 2009
TD AMERITRADE, INC.
October 4, 2006 - July 31, 2007
EQUITABLE ADVISORS, LLC
September 7, 2006 - July 31, 2007
EQUITABLE ADVISORS, LLC
December 13, 2000 - November 2, 2001
J.P. TURNER & COMPANY, L.L.C.
October 29, 1999 - December 1, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
October 21, 1998 - October 8, 1999
ARGENT SECURITIES, INC.
February 27, 1997 - July 24, 1997
ATLAS SECURITIES, LLC
November 14, 1995 - March 3, 1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 13, 1993 - October 2, 1995
ATLAS SECURITIES, LLC
October 10, 1991 - March 30, 1992
PHILADELPHIA FINANCIAL ADVISORS, INC.
June 13, 1990 - February 4, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 13, 1990 - February 4, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIMEX
CRD#: 29394 / SEC#: , 8-44331
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVANTAGE TRADING LLC | OWNER | |
| FELIX, WILFREDO JR | CEO, CCO, PRINCIPAL, FINOP, DIRECTOR | 2693672 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
