Charles P. Hagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Philip Hagner III was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1991. Charles had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4, Series 14, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2012 - January 15, 2014
SUMMIT SECURITIES GROUP LLC
April 28, 2009 - February 26, 2013
VTRADER PRO, LLC
August 29, 2008 - May 31, 2019
SAGETRADER, LLC
January 1, 2007 - December 13, 2007
NEWEDGE USA, LLC
June 27, 2005 - January 2, 2007
FIMAT PREFERRED LLC
July 12, 1996 - July 1, 2005
PREFERREDTRADE, INC.
March 8, 1993 - April 3, 1996
CITIZENS JMP SECURITIES, LLC
January 21, 1991 - December 22, 1992
PORTFOLIO TRADING SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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