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JS

Jon B. Sanderson

KERSHNER SECURITIES
Austin, TX 78758-4281
Some features on this profile are disabled
CRD#: 2060740
JS

Professional summary

Jon Brian Sanderson is a registered financial professional currently at KERSHNER SECURITIES, LLC located in Austin, Texas.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1991. Jon has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jon Brian Sanderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2017 - Present

KERSHNER SECURITIES, LLC

Office #1: 1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281
BD
CRD#: 147653
Austin, TX
Past

July 2, 2012 - April 1, 2016

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

April 10, 1991 - May 22, 2012

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/8/1991
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.

Current Firm

KS
KERSHNER SECURITIES, LLC
KERSHNER SECURITIES, LLC

CRD#: 147653 / SEC#: , 8-67922

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281
Mailing Address
1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281
Phone number
(512) 439-8200
Established
Delaware since 02/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KERSHNER, ANDREW SCOTTRUSTEE3140661
KERSHNER,TRADING GROUP, LLCMEMBER
SANDERSON, JON BRIANCFO2060740
TOLLEMACHE, ANDREWCCO, CEO, GSP2979712

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KERSHNER SECURITIES, LLC

CRD#: 147653Austin, TX 78758-4281

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