Thaddeus Newel
Professional summary
Thaddeus Newel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thaddeus is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Thaddeus had worked at 3 firms, which includes EQUITAS AMERICA LLC, MARINER FINANCIAL SERVICES INC., WADDELL & REED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 1997 - January 26, 2010
EQUITAS AMERICA, LLC
April 22, 1994 - July 22, 1997
MARINER FINANCIAL SERVICES, INC.
June 14, 1990 - April 8, 1994
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
EQUITAS AMERICA, LLC
CRD#: 39806 / SEC#: , 8-48840
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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