JR
Joseph E. Ryan
KESTRA ADVISORY SERVICES
Chicopee, MA 01013
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CRD#: 2060510
JR
Professional summary
Joseph Erving Ryan, who also goes by Joseph Irving Ryan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chicopee, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Chicopee, Massachusetts.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Joseph has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Irving Ryan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: J E Ryan Wealth Management Investment Related: Yes Address: 76 Dwight Street Chicopee MA 01013 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: registered rep and owner Start Date: 3/13/2006 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: investment management and guidance per client need Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: FOLEY/CONNELLY FINANCIAL PARTNERS POSITION: Senior Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/02/2025 ADDRESS: 76 Dwight St, Chicopee MA 01013, United States DESCRIPTION: investment management and guidance per client need Name: COMMITTEE MEMBER ON CHESTER FINANCE COMMITTEE POSITION: Committee member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: Town Hall, Chester MA 01011, United States DESCRIPTION: Reviews budgets and other matters referred to the committee.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Erving Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 76 Dwight St., Chicopee, MA 01013RIA
CRD#: 283330
Chicopee, MA
Current
August 27, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 76 Dwight St., Chicopee, MA 01013BD
CRD#: 42046
Chicopee, MA
Past
May 8, 2014 - July 29, 2014
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Holyoke, MA
Past
March 13, 2006 - May 14, 2014
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
HOLYOKE, MA
Past
May 31, 2002 - March 22, 2006
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
June 6, 2001 - November 9, 2001
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
January 4, 1999 - June 6, 2001
COMPULIFE INVESTOR SERVICES, INC.
BD
CRD#: 21543
ST. CLOUD, MN
Past
February 14, 1997 - January 4, 1999
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
June 13, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
June 13, 1990 - February 11, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/4/2015)
RR
Connecticut(8/27/2014)
RR
Florida(8/27/2014)
RR
Georgia(8/27/2014)
RR
Indiana(1/10/2022)
RR
Maine(8/27/2014)
RR
Massachusetts(9/2/2014)
IAR
Massachusetts(10/25/2016)
RR
New Hampshire(12/1/2015)
RR
New Jersey(1/31/2024)
RR
New Mexico(7/13/2015)
RR
New York(8/27/2014)
RR
North Carolina(9/9/2025)
RR
Rhode Island(8/27/2014)
RR
South Carolina(9/17/2025)
RR
South Dakota(2/5/2015)
RR
Tennessee(8/27/2014)
RR
Texas(8/27/2014)
RR
Virginia(3/27/2015)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
