Johnny G. Clifton
Professional summary
Johnny Glen Clifton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Johnny is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Johnny had worked at 14 firms, which includes MPG FINANCIAL LLC, WALL AND COMPANY SECURITIES INC., THE STREET INC., 1ST DISCOUNT BROKERAGE INC., GENERATIONAL WEALTH ADVISORS, AVANTAX ADVISORY SERVICES, AVANTAX INVESTMENT SERVICES INC., BLUE MARBLE FINANCIAL LLC, MUTUAL OF OMAHA INVESTOR SERVICES INC., NEW ENGLAND SECURITIES, WS GRIFFITH SECURITIES INC., VOYA FINANCIAL ADVISORS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2009 - March 8, 2010
MPG FINANCIAL, LLC
March 3, 2009 - July 12, 2013
WALL AND COMPANY SECURITIES, INC.
April 20, 2007 - October 15, 2007
THE STREET, INC.
May 8, 2006 - July 7, 2006
1ST DISCOUNT BROKERAGE, INC.
November 4, 2005 - April 24, 2006
GENERATIONAL WEALTH ADVISORS
April 11, 2005 - December 21, 2005
AVANTAX ADVISORY SERVICES
December 7, 2004 - October 14, 2005
AVANTAX INVESTMENT SERVICES, INC.
May 17, 2004 - September 14, 2004
BLUE MARBLE FINANCIAL, LLC
December 17, 2001 - July 7, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 16, 2001 - March 2, 2001
NEW ENGLAND SECURITIES
October 21, 1997 - November 23, 1998
WS GRIFFITH SECURITIES, INC.
January 16, 1995 - November 7, 1995
VOYA FINANCIAL ADVISORS, INC.
December 19, 1990 - January 27, 1993
METROPOLITAN LIFE INSURANCE COMPANY
December 19, 1990 - January 27, 1993
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MPG FINANCIAL, LLC
CRD#: 146670 / SEC#: , 8-67838
Contact information
Documents
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