Mark G. Smith

VISION WEALTH PLANNING

Glen Allen, VA 23060

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CRD#: 2060446

Professional summary

Mark Gregory Smith, CFP® is a registered financial advisor currently at VISION WEALTH PLANNING, LLC located in Glen Allen, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent, 1�-5 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gregory Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

October 19, 2012 - Present

VISION WEALTH PLANNING, LLC

Office #1: 4860 Cox Road Suite 200, Glen Allen, VA 23060

RIA

CRD#: 165456

Glen Allen, VA

Past

April 4, 2006 - October 15, 2012

CAPGROUP ADVISORS

RIA

CRD#: 139874

RICHMOND, VA

Past

December 15, 2005 - January 11, 2006

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

January 11, 2001 - December 18, 2003

CAPGROUP SECURITIES, L.L.C.

CRD#: 47075

RICHMOND, VA

Past

January 10, 2001 - April 4, 2006

CAPITAL ADVISORY GROUP

RIA

CRD#: 105611

RICHMOND, VA

Past

June 5, 2000 - November 14, 2000

CAP PRO BROKERAGE SERVICES, INC.

CRD#: 103953

COLUMBUS, OH

Past

June 17, 1996 - May 17, 2000

BCG INVESTMENT RESOURCES, INC.

CRD#: 31805

RICHMOND, VA

Past

February 23, 1995 - May 7, 1996

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

June 5, 1991 - February 28, 1992

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

May 21, 1990 - June 5, 1990

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 21, 1990 - June 5, 1990

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/14/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

VISION WEALTH PLANNING, LLC

CRD#: 165456 / SEC#:

Virginia

Registered Investment Advisory firm - (10/19/2012 Approved)

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Contact information

Main Address

4860 Cox Road Suite 200, Glen Allen, VA 23060

Mailing Address

11151 Bugle Lane, Mechanicsville, VA 23116

Phone number

(804) 368-0854

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 60,381,418

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark G. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Gregory Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPGROUP ADVISORS

WESTPORT FINANCIAL SERVICES, L.L.C.

CAPGROUP SECURITIES, L.L.C.

CAPITAL ADVISORY GROUP

CAP PRO BROKERAGE SERVICES, INC.

BCG INVESTMENT RESOURCES, INC.

FORTH FINANCIAL SECURITIES, CORPORATION

HIMCO DISTRIBUTION SERVICES COMPANY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 1/23/1995

Series 7

Date: 8/21/2000

Series 6

Date: 5/18/1990

Series 26

Date: 4/14/1997

Current Firm

VISION WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VISION WEALTH PLANNING, LLC

TRUST BUT VERIFY

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