Mark Gregory Smith
CFP®Professional Summary
Mark Gregory Smith, CFP® is a registered financial advisor currently at VISION WEALTH PLANNING, LLC located in Glen Allen, Virginia. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
VISION WEALTH PLANNING, LLC
Contact Information
Main Address
4860 Cox Road Suite 200, Glen Allen, VA 23060Mailing Address
11151 Bugle Lane, Mechanicsville, VA 23116Phone Number
(804) 368-0854# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
80AUM (Assets Under Management)
$66,238,605Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(10/19/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1990About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 1997About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Gregory Smith's CRS (Customer Relationship Summary).
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