Fozia M. Andarge
Professional summary
Fozia Mohammed Andarge, who also goes by Douale Almazu, Fozia M Almazu, Fozia Mohamed Almazu, Fozia M Andarge, Fozia Mohamed Andarge, Fozia Mohammed Douale, is a registered financial professional currently at CETERA FINANCIAL SPECIALISTS LLC located in Orlando, Florida.
Fozia is registered as a RR (Registered Representative) and started their career in finance in 1990. Fozia has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fozia Mohammed Andarge's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1510 East Colonial Drive Suite #210, Orlando, FL 32803June 8, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
April 5, 1999 - July 7, 2004
AVANTAX INVESTMENT SERVICES, INC.
October 19, 1998 - March 9, 1999
SUNAMERICA SECURITIES, INC.
April 14, 1997 - May 14, 1997
CONSECO FINANCIAL SERVICES, INC.
October 25, 1996 - December 10, 1996
SUNAMERICA SECURITIES, INC.
July 12, 1994 - April 14, 1997
CONSECO EQUITY SALES, INC.
February 4, 1994 - June 9, 1994
IFG NETWORK SECURITIES, INC.
July 30, 1992 - November 19, 1992
CETERA WEALTH SERVICES, LLC
February 4, 1991 - June 11, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 4, 1991 - June 11, 1992
EQUITABLE ADVISORS, LLC
June 21, 1990 - September 27, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2005)
Exams
FINRA
Current Firm
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358 / SEC#: , 8-27082
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BANKS, ELAYNE CAMILLE | VICE PRESIDENT | 3070202 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| KRUEGER, RONALD GEORGE | MANAGER, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2651416 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| ROTHENBERG, JON HOWARD | VICE PRESIDENT | 2737327 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
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