JL
John A. Lagattuta
CENTAURUS FINANCIAL
Cleveland, OH
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CRD#: 2060443
JL
Professional summary
John Andrew Lagattuta, who also goes by Jack Lagattuta, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Cleveland, Ohio.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Lagattuta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CANDLETRAP POSITION: Owner NATURE: CandleTrap INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: Cleveland OH 44102, United States DESCRIPTION: I am the owner of Candletrap and currently in the process of prototyping aluminum cylinder with lid that extinguishes the flame of a candle when the candle is tipped or knocked over. JOHN A. LAGATTUTA GENERAL CONTRACTOR POSITION: Owner NATURE: general contractor. Construction of an addition to a residence. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2025 ADDRESS: Cleveland OH 44102, United States DESCRIPTION: I am going to be a general contractor for the addition of 2 garages and a foyer which will be connected to my residence.
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Lagattuta's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Andrew Lagattuta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2022 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Cleveland, OH
Current
October 20, 2022 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Cleveland, OH
Past
April 9, 2013 - October 26, 2022
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
September 4, 2008 - April 18, 2011
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
February 29, 2008 - October 26, 2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
Cleveland, OH
Past
May 16, 2006 - March 7, 2008
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CLEVELAND, OH
Past
April 15, 2005 - March 7, 2008
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CLEVELAND, OH
Past
July 13, 2001 - April 29, 2005
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 24, 1993 - July 23, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
August 3, 1993 - August 25, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Past
July 20, 1990 - August 7, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/24/2022)
RR
Arkansas(10/24/2022)
RR
California(10/24/2022)
RR
Florida(10/25/2022)
IAR
Florida(11/27/2022)
IAR
Illinois(10/24/2022)
RR
Illinois(11/4/2022)
IAR
Indiana(2/28/2023)
RR
Indiana(3/14/2023)
RR
Michigan(10/24/2022)
IAR
Michigan(10/24/2022)
RR
Minnesota(1/28/2025)
RR
Nevada(11/2/2022)
IAR
Nevada(1/19/2023)
RR
New York(10/24/2022)
IAR
North Carolina(10/20/2022)
RR
North Carolina(10/26/2022)
RR
Ohio(10/20/2022)
IAR
Ohio(10/26/2022)
RR
Tennessee(10/26/2022)
RR
Texas(10/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
