Norman D. Arnold
Professional summary
Norman Duston Arnold, who also goes by Norman Dustin Arnold, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in West Hartford, Connecticut.
Norman is registered as a RR (Registered Representative) and started their career in finance in 1991. Norman has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norman Duston Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
BRIGHTHOUSE SECURITIES, LLC
September 9, 2020 - October 6, 2022
CLARENDON INSURANCE AGENCY, INC.
August 10, 2004 - June 23, 2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 26, 2003 - August 3, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 30, 2001 - February 7, 2003
JPMORGAN DISTRIBUTION SERVICES, INC.
June 23, 1995 - December 31, 2000
BANC ONE SECURITIES CORPORATION
November 25, 1991 - October 18, 1994
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
November 25, 1991 - April 21, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2024)
(12/12/2024)
(7/3/2024)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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