Lawrence E. Nesbitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Edward Nesbitt, who also goes by Larry Nesbitt, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1990. Lawrence had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 1995 - December 31, 2020
FIRST BANKERS' BANC SECURITIES, INC
December 16, 1994 - January 9, 1995
FIRST BANKERS' BANC SECURITIES, INC
June 14, 1990 - December 16, 1994
MERCANTILE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041 / SEC#: , 8-31584
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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