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Michael Henry Hogan

CRD# 2060242·Registered 1991 - 2012
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Henry Hogan was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1991 - 2012. Michael had worked at 5 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

SCF SECURITIES, INC.·CRD# 47275
BD
Durant, IA
January 2, 2008 - June 28, 2012
BROOKLIGHT PLACE SECURITIES, INC.·CRD# 15764
BD
Durant, IA
January 1, 2002 - May 16, 2007
IAC SECURITIES, INC.·CRD# 14081
BD
Tinley Park, IL
January 5, 2000 - January 1, 2002
IAC SECURITIES, INC.·CRD# 14081
BD
Tinley Park, IL
May 12, 1999 - June 3, 1999
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
June 1, 1996 - May 7, 1999
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
April 5, 1991 - June 1, 1996

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Current Firm

SS
SCF SECURITIES, INC.

SCF SECURITIES, INC. | SECURITY CONSULTANTS FINANCIAL SECURITIES, INC.

CRD#: 47275 / SEC#: 8-51760
BD
Terminated by SEC on 09/30/2025

Contact Information

Established

Arizona since 05/19/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCF HOLDINGS, INC.SHAREHOLDER—
HAWLEY, AMANDA CANDELMOCORPORATE SECRETARY3214453
SCHUMANN, ALEXIS VCHIEF COMPLIANCE OFFICER3157769
TYMKIW, TRISHACHIEF FINANCIAL OFFICER3197368

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1991About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MH
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