Robert A. Rikoon

RIKOON CAPITAL PARTNERS

Santa Fe, NM 87505

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CRD#: 2060204

Professional summary

Robert Allen Rikoon is a registered financial advisor currently at RIKOON CAPITAL PARTNERS, LLC located in Santa Fe, New Mexico.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A. RIKOON INVESTMENT ADVISORS INC AND ROBERT RIKOON; ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES; 2308 CALLE COLIBRI SANTA FE, NM 87505, provides private fiduciary services, acts as a trustee/personal representative, and serves in other fiduciary roles, ONGOING, 15 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS. B. ROBERT RIKOON, ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES,2308 CALLE COLIBRI SANTA FE, NM 87505, participates in real estate projects, private lending, and consults on other private ventures, ONGOING, 15 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS C. ROBERT RIKOON, ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES,2308 CALLE COLIBRI SANTA FE, NM 87505, engages in art-related business (painting, sculpture, lithography), ONGOING, 15 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Rikoon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2021 - Present

RIKOON CAPITAL PARTNERS, LLC

Office #1: 2219 Old Arroyo Chamiso, Santa Fe, NM 87505

RIA

CRD#: 311851

Santa Fe, NM

Past

January 8, 2019 - February 3, 2021

THE RIKOON GROUP, LLC

RIA

CRD#: 131435

SANTA FE, NM

Past

June 15, 2004 - December 31, 2018

THE RIKOON GROUP, LLC

RIA

CRD#: 131435

SANTA FE, NM

Past

August 17, 2001 - June 3, 2004

CARRET AND COMPANY, LLC.

RIA

CRD#: 113626

SANTA FE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 5/16/1996

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/1990

General Securities Principal Examination

Current Firm

RIKOON CAPITAL PARTNERS, LLC

CRD#: 311851 / SEC#:

New Mexico

Registered Investment Advisory firm - (1/6/2021 Conditional Restricted)

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Contact information

Main Address

2219 Old Arroyo Chamiso, Santa Fe, NM 87505

Mailing Address

Phone number

(505) 690-2254

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Rikoon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allen Rikoon's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIKOON CAPITAL PARTNERS, LLC

THE RIKOON GROUP, LLC

THE RIKOON GROUP, LLC

CARRET AND COMPANY, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2002

Series 63

Date: 5/5/1990

Series 2

Date: 5/16/1996

Series 24

Date: 7/7/1990

Current Firm

RIKOON CAPITAL PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

RIKOON CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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