Gordon B. Grigg
Professional summary
Gordon Burns Grigg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gordon is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Gordon had worked at 5 firms, which includes PROTRUST FINANCIAL GROUP INC., CAMBRIDGE INVESTMENT RESEARCH INC., CETERA WEALTH SERVICES LLC, OSAIC WEALTH INC., NYLIFE SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2004 - December 31, 2005
PROTRUST FINANCIAL GROUP INC.
June 5, 2001 - April 26, 2002
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 3, 1998 - June 5, 2001
CETERA WEALTH SERVICES, LLC
July 1, 1996 - August 7, 1998
OSAIC WEALTH, INC.
March 10, 1992 - July 12, 1996
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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