Richard D. Sincere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard David Sincere was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2016 - June 28, 2019
QUASAR DISTRIBUTORS, LLC
May 23, 2002 - October 7, 2004
SINCERE & CO.
June 8, 1998 - August 22, 2016
SINCERE & CO.
December 2, 1997 - June 10, 1998
VAN ECK SECURITIES CORPORATION
May 3, 1995 - October 30, 1997
FIDELITY BROKERAGE SERVICES LLC
July 27, 1994 - January 20, 1995
FLEET ENTERPRISES, INC.
November 15, 1991 - August 5, 1994
CITICORP INVESTMENT SERVICES
May 18, 1991 - June 16, 1992
FINANCIAL HORIZONS SECURITIES CORPORATION
May 22, 1990 - March 25, 1991
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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