Gary R. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Robert Miller was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1990. Gary had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2010 - May 25, 2016
ACCESS SECURITIES, LLC
September 10, 2009 - July 26, 2010
STERNE, AGEE & LEACH, INC.
April 30, 2007 - May 5, 2009
CANTOR FITZGERALD & CO.
March 2, 2006 - May 1, 2007
JESUP & LAMONT SECURITIES CORP
September 18, 1995 - March 2, 2006
ACCESS SECURITIES, LLC
May 22, 1990 - April 19, 1995
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
ACCESS SECURITIES, LLC
CRD#: 22455 / SEC#: , 8-39729
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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