Dennis J. Wurst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis James Wurst, who also goes by Dennis Wurst, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1990. Dennis had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2018 - April 2, 2018
TEMPLUM MARKETS LLC
September 2, 2015 - February 2, 2016
GREAT PACIFIC SECURITIES
July 7, 2011 - February 12, 2014
FURTHER LANE SECURITIES, L.P.
March 5, 2010 - June 30, 2011
AURIA SERVICES CORP.
September 18, 2006 - March 5, 2010
VFINANCE INVESTMENTS, INC
February 3, 2003 - March 8, 2005
M. S. HOWELLS & CO.
September 19, 2002 - February 7, 2003
KOVACK SECURITIES INC.
November 28, 1997 - September 14, 1998
NEWEDGE USA, LLC
October 3, 1996 - November 14, 1997
MCFADDEN, FARRELL & SMITH, L.P.
February 3, 1994 - February 15, 1994
ASIEL & CO. LLC
April 8, 1993 - July 26, 1993
MAGDENSBURG SECURITIES CORP.
January 24, 1992 - April 10, 1992
BERSEC INTERNATIONAL CORPORATION
May 11, 1990 - January 10, 1992
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/21/2003
Limited Representative-Equity Trader ExamCurrent Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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